Article Text
Abstract
Successful health systems comprise good outcomes, accessibility and availability. Surgery is the service that cuts across many treatment scenarios, yet in low- and middle-income countries 90% of people cannot access it. Estimates using most recent population data suggest that 1.75 billion children lack access to surgical care. Additionally, 30% of the global burden of disease is treatable with surgery, yet in LMICs as much as 87% of the surgical need remains unmet. Paediatric surgical services are not at the level they need to be, highlighting an increasing surgical burden on children’s health globally with a human cost of morbidity and mortality. Achieving Universal Health Coverage and the Sustainable Development Goals will fail if surgical systems are not strengthened in low resource settings.
In 2018, global health charity Kids Operating Room was founded with a goal of ensuring every child has access to the surgery they need. The charity has a four-pillar approach to its work: provision of infrastructure and equipment, paediatric surgical workforce training, database development and research capacity strengthening, and advocating on behalf of children denied access to safe surgery. To ensure that paediatric surgical interventions produce real impact on service delivery, contextual understanding and needs assessment are key. The building of paediatric surgical capacity should align to countries’ priorities and wishes. Investing in local health workforce is essential to delivering quality services, supporting resilient health systems and provides integrated, people-centred health services. A competent surgical information system gives the local surgical workforce the tools needed to action evidence-driven decisions.
Strengthening surgical services in a manner aligned to the WHO’s fundamental health system building blocks, allows for sustainable and long-lasting change. Confronting bottlenecks that exist in surgical services and establishing multi-faceted development, will allow global, national and local surgical targets to be met.
- Health services research
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Key messages
In 2018, global health charity Kids Operating Room was founded with a goal of ensuring every child has access to the surgery they need.
The charity has a four-pillar approach to its work: provision of infrastructure and equipment, paediatric surgical workforce training, data and research, and advocating on behalf of children denied access to safe surgery.
1.75 billion children lack access to surgical care.
It is estimated that 30% of the global burden of disease is treatable with surgery, yet in LMICs as much as 87% of the surgical need remains unmet.
Strengthening surgical services in a manner aligned to the WHO’s fundamental health system building blocks, allows for sustainable and long-lasting change.
Achieving Universal Health Coverage and the Sustainable Development Goals will fail if surgical systems are not strengthened in low resource settings.
Introduction
When we think of a good health system, what do we think of? Most likely good outcomes, accessibility, availability and coverage. A system that is designed to take care of people and their families whatever comes their way. A system that provides a safe place for people to give birth to their children. A system that will treat broken bones, emergency appendicitis and that fearful cancer diagnosis if they ever arise.
Unfortunately, this is not the case in many health systems across the world. Surgery is the service that cuts across all these treatment scenarios and more, yet 5 billion people do not have access to it.1 This figure is vast and is sometimes hard to contemplate. It means that in low-income and lower-middle income countries, 90% of people cannot access the surgical care they need.2 No method to reach the nearest surgical hospital to treat that emergency appendicitis. No availability to have that broken leg fixed before it heals in the wrong position.
This review will outline the current condition of paediatric surgery in low and middle-income countries (LMICs), as per the World Bank country classifications, which is the classification system most often used in global surgery publications. This review will highlight why it is important to address these systematic issues with haste and how to do so with a health system strengthening approach.
Paediatric surgery in low-resource countries: the current situation
A global necessity
While surgical care can save lives, prevent disabilities and engender economies, only 6% of all procedures undertaken worldwide annually take place in the poorest countries where approximately a third of the world’s population lives.1 Likewise, 87% of children who cannot access safe, affordable and timely surgical care are from LMICs,3 making paediatric surgery one of the most overlooked and underfunded areas in child health.
In LMICs across the world, half of their population are children.4 This means that underdeveloped surgical services have a serious effect on children’s health in these settings, because of the key role of surgery in averting death and disability. The Lancet Commission on Global Surgery (LCoGS) published in 2015 had an awakening effect on global surgery as a player in wider global health but lost an opportunity to ensure appropriate financial commitments or to make it a priority —or one of them— in international debates.
A global epidemiological shift
The global health landscape has been changing substantially in the past 20 years.5–7 Countries in which communicable diseases were the main burden on population health are now seeing a progressively increasing shift to non-communicable diseases (NCDs).8 Conditions such as cancer, heart disease and congenital anomalies are causing morbidity and mortality, as well as injuries from road traffic collisions.9
This epidemiological transition has led to a substantial burden on healthcare systems as NCDs are now the greatest cause of mortality worldwide with the highest burden falling on people living in poor resource settings.10 While this epidemiological shift has increased the demand for surgical and anaesthesia care, both have been a neglected part of global health initiatives (GHIs). Although many GHIs are created to target conditions that affect low-income countries, they are still heavily focused on communicable diseases, mainly the so-called ‘big three’: malaria, HIV/AIDS and tuberculosis.11 It is worth noting that GHIs have been historically criticised for the misalignment between their own priorities/agenda and countries’ needs.12
The burden of surgical disease
Surgery is a cross-cutting discipline throughout disease areas. It is used as a method in the treatment of both communicable and non-communicable diseases, which can occur throughout a patient’s lifetime. Congenital conditions, however, require surgery early in the child’s life to decrease the likelihood of morbidity and mortality and have high incidence in many LMICs.13 14 This surgical need is largely unmet in many countries across the world,15 and the evidence of this paints a worrying picture. A study published in 2019 estimated that 1.7 billion children globally do not have access to the basic, life-saving surgical care they need, which equates to 92.3% of children in lower middle income countries and 97.7% of children in low-income countries.2 The LCoGS estimates that 143 million additional surgical procedures are required annually, with 38% of these procedures necessary for children.1
In the opening address to the inaugural ‘The Lancet Commission on Global Surgery’ meeting in 2014, Dr Jim Yong Kim identified surgery as an ‘indivisible, indispensable part of health care’. This is even more apparent in 2022; the long-standing effects of the COVID-19 pandemic are seen in ever-growing elective waitlists in already overburdened health systems, a ripple effect from frequent surgical service shutdowns.16 Surgical services are not at the level they need to be. The evidence provided points towards an increasing surgical burden on children’s health in LMICs with the human cost of morbidity and mortality. Furthermore, we will fail to achieve universal health coverage (UHC) and the sustainable development goals (SDGs) if surgical systems are not strengthened systematically in low-resource settings.17
Building capacity for paediatric surgery: a health systems strengthening approach
In 2018, the global health charity Kids Operating Room (KidsOR) was founded. The goal of the charity is to ensure that every child has access to timely and quality surgery when they need it. The charity has a four-pillar approach to its theory of change: paediatric surgery capacity building through infrastructure and equipment, paediatric surgical workforce training, paediatric surgery data and research, and paediatric surgery investment advocacy.
KidsOR’s Theory of Change shows how the four directions of our work come together to produce short-term, midterm and long-term change in paediatric surgery globally. The understanding of context in this intervention is key, and each country has its own contextual factors that are taken into consideration in the needs assessment process. Causal assumptions are complimentary factors that need to be in place for KidsOR’s intervention to be efficient and impactful.
KidsOR’s structure of intervention follows the WHO recommendation18 on how to improve the performance of health systems through the six fundamental ‘building blocks’.
Service delivery
To ensure that this paediatric surgical intervention produces real impact on service delivery, contextual understanding and needs assessment are key. KidsOR’s strategy and the accompanying country action plans are developed through intensive research and extensive consultation with ministries of health, surgical colleges, frontline surgeons, relevant non-governmental organisations and other local partners. The objective of this approach is to gain a detailed understanding of the current paediatric surgery landscape and collaborate with partners to identify gaps, respond to opportunities and meet specific needs. Establishing a situational analysis of each country is critical to understanding the structural barriers that exist to access surgery, including cultural and financial challenges. Conclusions regarding target hospitals and the placement of surgeons are shaped by local teams with KidsOR’s support to maximise impact on service delivery and deliver the greatest return on investment as seen in table 1.
As part of the planning stage of this intervention, needs assessment surveys are issued that collect fundamental information about the hospital, the current facilities, the staff and the patient population. The KidsOR design team, based in Scotland, draws up plans for the operating room, and lists of potential equipment are discussed with the hospital. An integral part of this process is ensuring that the hospital and operating room infrastructure can sufficiently support the equipment that will be installed, for example, electricity and gas supplies.19 This is comprehensively evaluated and completed collaboratively between the KidsOR design team and the hospital teams before each installation. This method of establishing paediatric surgical services ensures that projects are aligned to countries’ priorities and wishes.
Health workforce
An adequate, equitably distributed, skilled and motivated health workforce is not only key to achieving global goals such as UHC but in ensuring the successful and timely delivery of health services. However, there is chronic underinvestment in education and training20 that is exacerbated by the phenomenon of ‘brain drain’, which sees those leaving their home countries for better training and employment opportunities elsewhere.21
A well-trained and motivated health workforce leverages health, social, gender equality and economic benefits. Scaling up surgical workforce can potentially prevent over 500 000 deaths annually of under-5 children.22 However, the critical lack of surgical workforce mainly in LMICs has left billions of people without access to safe surgical care.
No country in Africa has reached the LCoGS’s recommendation of 20 specialist surgeons, anaesthesiologists and obstetricians per 100 000 population.1 23 The shortage of paediatric surgeons is concerning, and to aggravate, the existing specialised surgeons are mostly concentrated in major cities.24 To contribute to filling this gap, KidsOR in partnership with local institutions such as the College of Surgeons of East, Central and Southern Africa and the West African College of Surgeons provide education grants to countries with scarce number of paediatric surgeons, and the intended results of this work are found in table 2. Alongside local partners and stakeholders, priority countries, regions and hospitals are defined and consequently a specific number of scholarships are publicised each year, with candidates shortlisted by the surgical colleges.
After either 3 or 5 years of training, these surgeons will graduate as highly skilled, qualified paediatric surgeons, capable of delivering high-quality surgical services in deprived locations while, importantly, being able to understand and address local needs. Investing in the health workforce is essential to deliver quality services, support robust and resilient health systems and provides integrated, people-centred health services as recommended by the WHO.25
Health information
Health information is the data and knowledge, captured from health systems, that allows health professionals to make decisions. Health information systems improve patient outcomes by efficiently capturing, analysing, disseminating and applying data to allow for evidence-driven use of information.26 Health systems that have capacity for an established health information system can facilitate monitoring and evaluation (M&E) of interventions, support patient and facility management and encourage research, which enables health analyses and global reporting of health challenges and successes.27 28
Tackling the crisis of surgical systems in LMICs requires health professionals that are experienced and understanding of the cultural, social, economic and political context of their country, as these influencing factors are key to strengthening surgical systems effectively.29 A competent health information system allows for health professionals to enter the health research workforce and gives them the tools needed to action evidence-driven decisions. Surgical data are lacking in LMICs, especially so in paediatric surgery,30 31 adding to the numerous barriers towards improving LMIC services. Therefore, the KidsOR Global Data Program was established with the processes and intended results highlighted in table 3.
The KidsOR Global Data Program is simultaneously an M&E project and a pillar of KidsOR’s global intervention itself. The programme provides data analysis capabilities and research capacity building at partner hospitals, working with the surgeons or primary researchers at each facility to develop paediatric surgical databases. The data collection survey tool includes many important data points such as age, diagnosis, type of surgeon performing the procedure, socioeconomic factors, trainee presence and occurrence of surgical site infection. All the data points, aside from socioeconomic, are regularly found in operating room logbooks that are commonly used to capture procedures occurring in partner hospitals. The paediatric surgical databases developed at each hospital are an integral tool to strengthen surgical systems, with uses in clinical quality improvement, diagnoses presentation analysis, surgical information exchange, impact analysis of any intervention programmes implemented, training surgical research residents and for abstract presentation and publication.
Access to medicines
With sustainability and durability as a driving feature in KidsOR’s intervention, our model involves providing long-term resources such as infrastructure, equipment and workforce training. Consumables are another important factor in operating rooms, such as personal protective equipment and medicines. The WHO developed an essential medicine list in 1977 and has maintained this on a biennial basis.32 This list includes those that are integral to surgery and highlights that a resilient surgical system must have a stable and consistent supply of medicines to carry out surgical procedures. Common medicines used in anaesthesia and surgery are antibiotics, sedatives, analgesics, anxiolytics, numbing agents, inhalational gases, paralytics and intravenous agents.33
Prior to a KidsOR dedicated operating room installation, initial assessments are collected from the partner hospital to inform of the current medical gas and anaesthetic agent availability at the facility. The anaesthetic equipment provided is tailored depending on the anaesthetic agents that the hospital has stable supplies of, with the hospital budget and long-term sustainability in mind. Oxygen concentrators are provided in the initial installation, and a reputable local supplier of medical gases is confirmed with the hospital.
As part of the KidsOR data collection, data regarding the availability of anaesthesia and medicines is captured for each operation occurring in the installed theatre. These data are used to inform KidsOR of the efficiency of the anaesthesia equipment supplied and for wider research purposes, such as highlighting the importance of steadily available anaesthesia and surgical medicines to ministries of health and wider global health settings.
Leadership and governance
Effective leadership and governance require collaboration, oversight and accountability while developing specific health policies. In 2015, the World Health Assembly (WHA) adopted the Resolution WHA68.15 ‘Strengthening emergency and essential surgical care and anesthesia as a component of universal health coverage’ to improve surgical care worldwide. Since then, countries have tried to incorporate robust surgical care policies to the wider health plans and in line with UHC efforts mainly through the development of national surgical, obstetric and anaesthesia plans (NSOAP).
The focus has been to understand gaps in both access and delivery of safe and timely surgical care, as well as setting targets and priorities, and establishing an implementation plan. This implementation plan includes a detailed budget and a M&E strategy. However, to achieve its full potential, an NSOAP requires both financial and political support from domestic and international actors. Truché et al34 remind us that since a meaningful portion of healthcare funding in LMICs comes from external donors, mobilising domestic funds is not enough, even though it would enhance sustainability and accountability.
Financing
According to the WHO, a sustainable health financing system needs to ensure adequate funds to provide quality services and to protect patients from financial catastrophe or impoverishment35 in line with UHC endeavours of all individuals being able to receive health services without suffering financial hardship.
Despite vast evidence on the critical need for surgical care and the health and economic benefits from scaling-up surgical services, no national government in LMICs nor external funding bodies have secured appropriate budget to strengthen health systems, which is unachievable without surgery and anaesthesia. Inadequate financing, therefore, is a barrier as much as poor infrastructure and insufficient surgical workforce, yet earmarked funds to disease-specific interventions has been prioritised by donor countries and institutions for decades while ignoring the shift in the epidemiology of LMICs.
Investing in surgery is highly cost-effective as analyses conducted at two KidsOR sites show. In Uganda where essentially emergent, life-saving cases were served, the cost to save a year of healthy life was US$6.4,36 while in Nigeria, where a pre-existing children’s surgical service was already in place and focused more on elective cases, the cost was $77.37 Likewise, the LCoGS pointed out the monetary benefits of enabling access to safe surgery as an investment of $350 billion until 2030 would avoid an estimated loss of $12.3 trillion in lost productivity and healthcare expenses.1
However, it is not only about being cost-effective. Due to its cross-cutting nature, surgery provides a solid foundation for entire healthcare systems, including being more responsive and resilient for unexpected outbreak as witnessed with COVID-19 pandemic. Investing in surgery is investing in the entire health system and supporting pandemic preparedness.
A call to action: towards UHC
Training local surgeons and investing in high-quality surgical infrastructure strengthens healthcare systems. It allows nations to start moving towards independent delivery of care for their children. Globally, children are dying at an astonishing rate because they cannot access the safe surgery they need. These are preventable deaths and every pound moved into surgery creates stronger health systems, moving children closer to a time when achieving their potential is to be fully expected and not averted by unavailabilty in surgical care.
UHC is outlined as the population having access to quality, essential healthcare services they need, regardless of their financial status.38 If a country wants to achieve UHC, they must invest in surgical care to build a strong foundation for their health systems overall.38 39 It is now time to invest in an equitable future where every child has access to the healthcare they deserve. Without investment in surgical care, we will never achieve many of the global goals such as the SDGs, and we will never achieve UHC.40
Conclusions
LMICs will continue to suffer the consequences of the lack of prioritisation of surgical care within the global health agenda and external financial commitments. Strengthening surgical services in a manner that is aligned to the WHO’s fundamental health system building blocks allows for sustainable and long-lasting change. Confronting the numerous bottlenecks that exist in surgical services and establishing multifaceted development will allow global, national and local surgical targets to be met and will allow children across the world to access safe surgery when they need.
Ethics statements
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References
Footnotes
Twitter @emma_bryce1
Contributors All authors contributed to the design and implementation of the research, to the analysis of the results and to the writing of the manuscript.
Funding The authors have not declared a specific grant for this research from any funding agency in the public, commercial or not-for-profit sectors.
Competing interests None declared.
Provenance and peer review Commissioned; externally peer reviewed.